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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
CT RA APPROVED 2025-03-17
  • TX RA
    APPROVED
    Since 2025-04-15
  • CT RA
    APPROVED
    Since 2025-03-17

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 10/2021 Present
Westport Weston Family Ymca Westport CT 03/2002 Present
Edge Fitness Stratford CT 07/2021 Present
Other Businesses

I*1980263, Entity Type FOR PROFIT, Name of OBA: EDGE FITNESS LLC Address: ORANGE, CT 06477 Investment Related: No Position, Title, Association: GROUP FITMESS INSTRUCTOR Employee Start Date: 08/2021 No Hours: 4 monthly No Hours during trading: 0 Duties: GROUP FITNESS INSTRUCTORI*2404272, Entity Type: , Name of OBA: G J D, Address: BETHANY, Connecticut, 06524, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 30-Apr-2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I*3081268 Entity Type: Entity Charitable Name of OBA: Westport Weston Family YMCA Address: Westport, Connecticut Investment Related: No Position, Title, Association: Employee Employee Start Date: 03/11/2002 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: Health & Wellness Group Fitness Instructor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-14
  • S66 Uniform Combined State Law Examination
    2025-03-14
Other Names
  • Denise Sue Duhl
  • Denise D Hotch

View on SEC IAPD

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