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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-10
PA RA APPROVED 2025-07-10
  • NJ RA
    APPROVED
    Since 2025-07-10
  • PA RA
    APPROVED
    Since 2025-07-10

Branch Locations

100 Madison Street Suite 1300, Syracuse, NY 13202 • United States

Center Valley, PA • United States

Ramsey, NJ • United States

Supportive Financial, Llc

145 N Franklin Tpke, Suite 312, Ramsey, NJ 07446 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-19
  • NJ RA
    APPROVED
    Since 2024-03-19

Branch Locations

145 N Franklin Tpke, Suite 312, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baron Financial Group, Llc Fair Lawn NJ 06/2011 03/2024
Supportive Financial, Llc Waldwick NJ 03/2024 07/2025
Cadaret, Grant & Co., Inc. Center Valley PA 10/2024 07/2025
Lpl Financial Llc Waldwick NJ 07/2025 Present
Previous Registrations
  • 2024-10-28 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Center Valley, PA
    Waldwick, NJ
  • 2014-08-06 → 2024-03-26
    Fair Lawn, NJ
Other Businesses

1. 04/25/2025 - RG Hurley, CFP` - DBA for LPL Business (entity for LPL business) - INV Related- At Reported Business Location(s) - Start date 01/01/2025- 100 Hours Per Month- 80 Hours During Trading 2. 08/05/2025 - Supportive Financial, LLC - DBA for LPL Business (entity for LPL business) - Inv rel - At Reported Business Location(s) - Start date 08/01/2025 - 80 Hours Per Month- 40 Hours During Trading 3. 08/08/2025 - Supportive Financial, LLC - Registered Investment Advisor DBA - Inv rel - At Reported Business Location(s) - Start date 03/31/2024 - 60 Hours Per Month- 60 Hours During Trading . I temporarily provide limited services through Supportive Financial, an independent investment advisor firm, for purposes of transitioning assets to LPL Financial. I started this activity business in 8/6/2025, and expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-21
  • S66 Uniform Combined State Law Examination
    2024-11-21
Designations

View on SEC IAPD

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