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Jared Spencer Brent

Ubs Financial Services Inc.

Port Washington, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
  • NY RA
    APPROVED
    Since 2021-07-22

Branch Locations

Port Washington, NY • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
None New York NY 06/2016 11/2016
Stifel Financial Corp New York NY 12/2016 08/2018
Stifel Financial Corp New York NY 07/2018 06/2021
Ubs Financial Services New York NY 06/2021 Present
  • 06/2016 → 11/2016
    None
    New York, NY
  • 12/2016 → 08/2018
    Stifel Financial Corp
    New York, NY
  • 07/2018 → 06/2021
    Stifel Financial Corp
    New York, NY
  • 06/2021 → Present
    Ubs Financial Services
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-05
  • S66 Uniform Combined State Law Examination
    2017-06-05
Other Names
  • Jared S Brent

View on SEC IAPD

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CHRISTOPHER T GOBLES
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Other Offices

ACADIA INFRASTRUCTURE CAPITAL LP · NEW YORK, NY
FACT CAPITAL, L.P. · NEW YORK, NY
GREENWOOD INVESTORS LLC · NEW YORK, NY
CORPORATE PARTNERS II MANAGEMENT LLC · NEW YORK, NY
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. · NEW YORK, NY
AURELIUS INVESTMENT ADVISORY INC. · NEW YORK, NY
PALLADIUM EQUITY PARTNERS ADVISOR, LLC · NEW YORK, NY
PALLADIUM HERITAGE MANAGEMENT, LLC · NEW YORK, NY

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