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Christopher T Gobles

LPl Enterprise, LLC

New York, NY

CRD 7754396

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc New York NY 05/2023 11/2024
Keller Williams Nyc New York NY 03/2020 11/2024
Immaculate Conception And Assumption Of Our Lady Church Tuckahoe NY 01/2014 11/2024
Bond New York New York NY 03/2019 02/2020
Keller Williams Nyc New York NY 04/2016 02/2019
The Prudential Insurance Company Of America New York NY 08/2023 Present
Lpl Enterprise, Llc New York NY 11/2024 Present
  • 05/2023 → 11/2024
    New York, NY
  • 03/2020 → 11/2024
    Keller Williams Nyc
    New York, NY
  • 01/2014 → 11/2024
    Immaculate Conception And Assumption Of Our Lady Church
    Tuckahoe, NY
  • 03/2019 → 02/2020
    Bond New York
    New York, NY
  • 04/2016 → 02/2019
    Keller Williams Nyc
    New York, NY
  • 08/2023 → Present
    The Prudential Insurance Company Of America
    New York, NY
  • 11/2024 → Present
    New York, NY
Previous Registrations
Other Businesses

1) 03/21/2025-Immaculate Conception and Our Lady of Assumption Church-Cantor - Leader of Song-Not Inv Related-At Tuckahoe, NY-Start date 01/01/2013-15hrs/mth-2hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
  • S66 Uniform Combined State Law Examination
    2023-07-24
Other Names
  • Christopher T Gobles
  • Christopher Todd Gobles

View on SEC IAPD

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