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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-11
  • NY RA
    APPROVED
    Since 2025-09-11

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, N.A, New York NY 07/2017 09/2017
Lands' End New York NY 08/2016 02/2017
Dress For Success Worldwide New York NY 04/2015 05/2017
Home Maker New York NY 02/2017 07/2017
Santander Bank, Na Boston MA 03/2018 09/2022
Home Maker Jersey City NJ 09/2017 11/2017
Arete Event Staffing New York NY 11/2017 01/2018
Home Maker Jersey City NJ 01/2018 03/2018
Lenscrafters Jersey City NJ 10/2018 09/2024
Bank Of America New York NY 10/2022 04/2024
Nylife Securities Llc New York NY 05/2024 09/2024
New York Life Insurance New York NY 05/2024 09/2024
Pruco Securities, Llc New York NY 09/2024 Present
The Prudential Insurance Company Of America New York NY 09/2024 Present
Lpl Enterprise, Llc New York NY 11/2024 Present
  • 07/2017 → 09/2017
    Santander Bank, N.A,
    New York, NY
  • 08/2016 → 02/2017
    Lands' End
    New York, NY
  • 04/2015 → 05/2017
    Dress For Success Worldwide
    New York, NY
  • 02/2017 → 07/2017
    Home Maker
    New York, NY
  • 03/2018 → 09/2022
    Santander Bank, Na
    Boston, MA
  • 09/2017 → 11/2017
    Home Maker
    Jersey City, NJ
  • 11/2017 → 01/2018
    Arete Event Staffing
    New York, NY
  • 01/2018 → 03/2018
    Home Maker
    Jersey City, NJ
  • 10/2018 → 09/2024
    Lenscrafters
    Jersey City, NJ
  • 10/2022 → 04/2024
    Bank Of America
    New York, NY
  • 05/2024 → 09/2024
    Nylife Securities Llc
    New York, NY
  • 05/2024 → 09/2024
    New York Life Insurance
    New York, NY
  • 09/2024 → Present
    Pruco Securities, Llc
    New York, NY
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    New York, NY
  • 11/2024 → Present
    New York, NY
Other Businesses

1) 03/17/2025 - Lenscrafters - Outside/W-2 Employment - I help client submit prescription eyewear and make recommendation on the best type of lenses works with their prescriptions - not inv. related - at Jersey City, NJ- start date 10/09/2017 - 40hrs/mnth-0hrs during trading 2) 10/14/2025-Advocate Health Advisors LLC-Health Advocate-Outside/W-2 Employment-Not inv related-At Englewood, FL-Start date 10/15/2025-20hrs/mth-0hrs/mth during trading 3) 06/03/2026-Rosally Daniel-Presenter-Speaker/ Seminar/ Workshops-Inv related-At Jersey City, NJ-Start date 03/30/2026-5hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-18
S63 Uniform Securities Agent State Law Examination 2017-10-14
  • S65 Uniform Investment Adviser Law Examination
    2025-07-18
  • S63 Uniform Securities Agent State Law Examination
    2017-10-14
Other Names
  • Rosally Cabilso Daniel
  • Rosally C Daniel

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