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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-11 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, N.A, | New York | NY | 07/2017 | 09/2017 |
| Lands' End | New York | NY | 08/2016 | 02/2017 |
| Dress For Success Worldwide | New York | NY | 04/2015 | 05/2017 |
| Home Maker | New York | NY | 02/2017 | 07/2017 |
| Santander Bank, Na | Boston | MA | 03/2018 | 09/2022 |
| Home Maker | Jersey City | NJ | 09/2017 | 11/2017 |
| Arete Event Staffing | New York | NY | 11/2017 | 01/2018 |
| Home Maker | Jersey City | NJ | 01/2018 | 03/2018 |
| Lenscrafters | Jersey City | NJ | 10/2018 | 09/2024 |
| Bank Of America | New York | NY | 10/2022 | 04/2024 |
| Nylife Securities Llc | New York | NY | 05/2024 | 09/2024 |
| New York Life Insurance | New York | NY | 05/2024 | 09/2024 |
| Pruco Securities, Llc | New York | NY | 09/2024 | Present |
| The Prudential Insurance Company Of America | New York | NY | 09/2024 | Present |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
1) 03/17/2025 - Lenscrafters - Outside/W-2 Employment - I help client submit prescription eyewear and make recommendation on the best type of lenses works with their prescriptions - not inv. related - at Jersey City, NJ- start date 10/09/2017 - 40hrs/mnth-0hrs during trading 2) 10/14/2025-Advocate Health Advisors LLC-Health Advocate-Outside/W-2 Employment-Not inv related-At Englewood, FL-Start date 10/15/2025-20hrs/mth-0hrs/mth during trading 3) 06/03/2026-Rosally Daniel-Presenter-Speaker/ Seminar/ Workshops-Inv related-At Jersey City, NJ-Start date 03/30/2026-5hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-14 |
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