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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-08 |
| MD | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | New York | NY | 08/1999 | 11/2024 |
| Prudential Insurance Company Of America | New York | NY | 08/1999 | Present |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
1) 08/23/2024 - University of Bridgeport Alumni Association - Vice President of the Alumni Board - Help with the Alumni Association - Non-Profit Board Member - Non Inv Related - At New York, NY - Start Date 09/06/2022 - 20hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-20 |
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