Nathaniel Duanshi

LPl Enterprise, LLC

New Rochelle, NY

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Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-14

NY RA
APPROVED

Since 2024-11-14

Branch Locations

New Rochelle, NY • United States

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	New York	NY	06/2023	11/2024
Rdw	New York	NY	01/2023	05/2023
Sun Life Capital Management	Wellesley	MA	06/2019	08/2019
Motion Capital	New York	NY	09/2019	08/2020
New York University	New York	NY	09/2021	05/2023
Unemployed	New York	NY	08/2020	09/2021
Bentley University	Waltham	MA	08/2016	05/2020
The Prudential Insurance Company Of America	New York	NY	12/2023	Present
Lpl Enterprise, Llc	New York	NY	11/2024	Present

06/2023 → 11/2024

Pruco Securities Llc

New York, NY
01/2023 → 05/2023

Rdw

New York, NY
06/2019 → 08/2019

Sun Life Capital Management

Wellesley, MA
09/2019 → 08/2020

Motion Capital

New York, NY
09/2021 → 05/2023

New York University

New York, NY
08/2020 → 09/2021

Unemployed

New York, NY
08/2016 → 05/2020

Bentley University

Waltham, MA
12/2023 → Present

The Prudential Insurance Company Of America

New York, NY
11/2024 → Present

Lpl Enterprise, Llc

New York, NY

Previous Registrations

2023-10-11 → 2024-11-14

Pruco Securities, Llc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-11

S66 Uniform Combined State Law Examination

2023-10-11

View on SEC IAPD

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