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1270 Avenue Of The Americas Suite 940, New York, NY 10020-1703 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-26 |
Branch Locations
1270 Avenue Of The Americas Suite 940, New York, NY 10020-1703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Pratt & Company, L.L.C. | New York | NY | 03/1999 | Present |
| Dosoris Trust Company | New York | NY | 03/1999 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-23 |
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