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Account
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1270 Avenue Of The Americas 7Th Floor, New York, NY 10020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-29 |
| LA | RA | APPROVED | 2011-04-15 |
Branch Locations
25 Walnut St, New Orleans, LA 70118 • United States
1270 Avenue Of The Americas 7Th Floor, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Greenwood Investors Llc (155088) | New York | NY | 10/2010 | Present |
STEVEN IS THE MANAGING MEMBER OF GREENWOOD INVESTORS LLC, A REGISTERED INVESTMENT ADVISORY BUSINESS THAT MANAGES DISCRETIONARY ACCOUNTS FOR INSTITUTIONS AND INDIVIDUALS. GREENWOOD INVESTORS BEGAN TAKING CLIENTS IN JANUARY 2011. WHILE MUCH OF THE TIME SPENT ON GREENWOOD IS DEDICATED TO RESEARCHING INVESTMENT PROSPECTS. NON-RESEARCH TIME DEDICATED TO GREENWOOD INVESTORS IS ESTIMATED AT LESS THAN 5 HOURS A WEEK. DURING TRADING HOURS, VERY LITTLE TIME IS DEDICATED TO NON-RESEARCH-RELATED ACTIVITIES. NON-RESEARCH-RELATED FUNCTIONS INCLUDE KEEPING BOOKS AND RECORDS UP TO DATE, COMPLIANCE REVIEWS, AND ANSWERING CLIENT QUESTIONS REGARDING THEIR ACCOUNTS AND STARTING UP AN ACCOUNT. Steven Wood serves as a director for the advisory board of Cortland Associates, Inc. Steven Wood serves as a non-executive director on the board of directors of Correios de Portugal, SA Steven Wood serves as a non-executive director on the board of directors of Leonardo SpA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-08-01 |
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