Robert Gordon Tanner

Current Employers

Employment History

• 04/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indian Wells, CA
• 05/2013 → Present
  Bank Of America, N.A.
  Indian Wells, CA

Previous Registrations

• 2009-06-01 → 2013-05-01
  Morgan Stanley
  Palm Desert, CA
• 2009-04-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Palm Desert, CA
• 2006-09-22 → 2009-04-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rancho Mirage, CA

Other Businesses

I*78777FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FAMILY YMCA OF THE DESERTINVESTMENT RELATED: NADDRESS OF BUSINESS:PALM DESERT, CALIFORNIA 92260NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 2/20/2015NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: POSITION ON THE BOARD.I*108025FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MAVERIK OILSINVESTMENT RELATED: NADDRESS OF BUSINESS:REDLANDS, CALIFORNIA 92373NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 8/21/2017NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE ENTITY SELLS OILS FOR BAKING AND COSMETIC NEEDS TO BUSINESSES.I'D HAVE NO DIRECT RESPONSIBILITIES. IF I COME ACROSS AN OPPORTUNITY, I CAN MENTION TO THEM MAVERIK OILS.I*127355For profit or not for profit: For-Profit OrganizationName of outside business organization: T Family LLCInvestment related: NAddress of business: Palm Desert, California 92211Nature of business: LLCPosition, title, association: Family HeldStart date of relationship: 10/15/2019Number of hours devoted: 0 Number of hours devoted during trading hours: 0Duties: My wife created a LLC for her business and I'm a signer on the account.I*: 2066356Entity Type: Entity CharitableName of OBA: Name TBDAddress: Palm Desert, CA 92260Investment Related: NoPosition, Title, Association: Other Employee Start Date: 10/30/2024Number of Hours: 2 hrs wklyNumber of Hours during trading: 0 Duties: My role will be the person establishing the 501c3, coaching and paying for expenses associated with the sports program. I* 2066356, Entity Type: Entity Charitable Name of OBA: Desert Athletics Organization Address: Palm Desert, California, 92260, United States Investment Related: No Position, Title, Association: Other Employee Start Date: 10/30/2024. No Hours: 2 hrs. weekly No Hours during trading: 0 Duties: The entity will be a 501c3 and its sole purpose is for my son's sports. I coach a travel football team and we'll be raising funds to pay for uniforms, tournaments, etc. and by using a 501c3, people can't write off their money given to the team.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-21