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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-16 |
| CA | RA | APPROVED | 2021-10-05 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
74800 Us Highway 111, Indian Wells, CA 92210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Encino | CA | 10/1994 | 07/2019 |
| Morgan Stanley | Pasadena | CA | 10/2019 | 07/2021 |
| Unemployed | La | CA | 07/2019 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indian Wells | CA | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-12 |
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