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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-16
CA RA APPROVED 2021-10-05
  • TX RA
    APPROVED
    Since 2022-02-16
  • CA RA
    APPROVED
    Since 2021-10-05

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

74800 Us Highway 111, Indian Wells, CA 92210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Encino CA 10/1994 07/2019
Morgan Stanley Pasadena CA 10/2019 07/2021
Unemployed La CA 07/2019 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indian Wells CA 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-07
S63 Uniform Securities Agent State Law Examination 1996-04-12
  • S66 Uniform Combined State Law Examination
    2022-01-07
  • S63 Uniform Securities Agent State Law Examination
    1996-04-12
Other Names
  • Venetta Lee Bagwell
  • Vanetta Lee Bagwell
  • Venetta L Bagwell
  • Venetta L Gabwell
  • Venetta L Reyes
  • Venetta Bagwell

View on SEC IAPD

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