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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-10 |
| CA | RA | APPROVED | 2006-10-04 |
Branch Locations
74800 Us Highway 111, Indian Wells, CA 92210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indian Wells | CA | 05/2006 | Present |
| Bank Of America, N.A. | Indian Wells | CA | 08/2009 | Present |
DESERT UNITED SOCCER CLUB; NOT INVESTMENT RELATED; PALM DESERT CA 92260; SOCCER TEAM; COACH; START DATE: 07/01/2011; DEVOTE 32 HOURS OUTSIDE OF SECURITIES TRADING HOURS; COACHING. I*1162269 For profit or not for profit: Entity Charitable Name of outside business organization: Children's Discovery Museum Of the Desert Investment related: N Address of business: Rancho Mirage, California, 92270 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 3/15/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , CDMOD is an education institute. General Board role helping the entity with governance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-03 |
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