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Veronica Y Borders

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indian Wells, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-01-13
TX RA APPROVED_RES 2009-06-19
  • CA RA
    APPROVED
    Since 2015-01-13
  • TX RA
    APPROVED_RES
    Since 2009-06-19

Branch Locations

74800 Us Highway 111, Indian Wells, CA 92210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indian Wells CA 05/2004 Present
Bank Of America N.A. Indian Wells CA 02/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-12
S63 Uniform Securities Agent State Law Examination 2001-07-02
  • S66 Uniform Combined State Law Examination
    2015-01-12
  • S63 Uniform Securities Agent State Law Examination
    2001-07-02
Other Names
  • Veronica Y Trombino

View on SEC IAPD

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