Michael David Harris

Current Employers

Employment History

• 10/2002 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indian Wells, CA
• 07/2011 → Present
  Bank Of America, N.A.
  Indian Wells, CA

Previous Registrations

• 1999-08-20 → 2002-10-21
  Prudential Equity Group, Llc
  Indian Wells, CA

Other Businesses

Name: BUILDING HORIZONSAddress: PALM DESERT, CA 92211NON-PROFIT ENTITYNOT INVST RLTD.Position: TREASURERStart date: 20036 HRS MNTH0 HRS DRNG TRDNG Duties: REVIEW THE MONTHLY FINANCIAL STATEMENTS AND ASSIST WITH VARIOUS FINANCIAL MATTERS I*: 2259283Entity Type: CharitableName of OBA: Xavier Preparatory High SchoolAddress: Palm Desert, CA 92211Investment Related: NoPosition, Title, Association: Committee, Board MemberEmployee Start Date: 04/01/2025Number of Hours: 30 hrs mthlyNumber of Hours during trading: 1 hr mthlyDuties: Xavier is a private high school. It offers education to students from freshman to senior. It is a Jesuit learning program. I will serve as an at large director. I will not hold a title. I will not have any financial controls other than voting as a board member. As a director you attend board meetings. There are 4 quarterly board meetings. The purpose of the board member mostly pertains to policy and governance issues of the president and school principal.I*: 2586287Entity Type: For ProfitName of OBA: Ocean HeirAddress: Cambria, CA 93428Investment Related: NoPosition, Title, Association: Spouse of owner Employee Start Date: 5/1/2025Number of Hours: 0Number of Hours during trading: 0Duties: This is a 'brick and mortar' retail business. The business sells women clothing, books and a variety of greeting cards. It is my new wife's business. She is sole owner and operator.I*4073265, Entity Type Entity For Profit, Name of OBA: B R Boarding, LLC Address: TemeculaCalifornia92592 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 04/01/2026 No Hours: 4 monthly No Hours during trading: 0 Duties: Oversight of Operation, Horse Boarding I*4513312 Entity Type: N/A Name of OBA: Rental Property 1 Address: Temecula, California, 92592 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 04/01/2026 Number of Hours: 20, Yearly Number of Hours during trading: 0, Yearly Duties: N/A

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-17
• S63 Uniform Securities Agent State Law Examination
  1998-04-17

Other Names

• Michael David Jr Harris