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Antonieta S Sanchez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indian Wells, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-02-12
CA RA APPROVED 2004-06-15
  • TX RA
    APPROVED_RES
    Since 2008-02-12
  • CA RA
    APPROVED
    Since 2004-06-15

Branch Locations

74800 Us Highway 111, Indian Wells, CA 92210 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch,Pierce,Fenner&Smith Inc Indian Wells CA 07/1999 Present
  • 07/1999 → Present
    Merrill Lynch,Pierce,Fenner&Smith Inc
    Indian Wells, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-31
  • S66 Uniform Combined State Law Examination
    2002-08-31
Other Names
  • Antonieta Sanchez
  • Antonieta S Tarango
  • Toni Sanchez

View on SEC IAPD

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