Francesco Biasi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 09/2016
  Morgan Stanley Wealth Management
  Palm Desert, CA
• 10/2016 → 10/2021
  Bank Of America, N.A.
  Indio, CA
• 10/2016 → 10/2021
  Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated
  Indio, CA
• 10/2021 → 04/2022
  Householder Group Estate And Retirement Specialists, Llc
  Lancaster, CA
• 10/2021 → 04/2022
  Lpl Financial Llc
  Lancaster, CA
• 04/2022 → 02/2024
  Pruco Securities, Llc.
  Sherman Oaks, CA
• 04/2022 → 02/2024
  The Prudential Insurance Company Of America
  Sherman Oaks, CA
• 02/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indian Wells, CA
• 03/2024 → Present
  Bank Of America, N.A
  Indian Wells, CA

Previous Registrations

• 2022-04-20 → 2024-03-01
  Pruco Securities, Llc.
  Lancaster, CA
  Sherman Oaks, CA
• 2021-11-08 → 2022-04-19
  Householder Group Estate & Retirement Specialists
  Lancaster, CA
  Scottsdale, AZ
• 2016-10-21 → 2021-10-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indio, CA
  Palm Desert, CA
  Indio, CA
  Rancho Mirage, CA
  Palm Desert, CA
  Palm Desert, CA
  Palm Desert, CA
  Palm Desert, CA
  Chandler, AZ
  Palm Desert, CA
• 2016-03-02 → 2016-10-12
  Morgan Stanley
  Palm Desert, CA
• 2015-07-01 → 2016-03-11
  Avantax Advisory Services
  Palm Desert, CA
• 2013-08-08 → 2015-07-17
  Transamerica Financial Advisors, Llc
  Temecula, CA
  Brea, CA
• 2012-04-10 → 2013-08-06
  Western International Securities, Inc.
  Pasadena, CA

Exams

• S66 Uniform Combined State Law Examination
  2012-04-05

Other Names

• Francesco Piero Biasi