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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-12-12 |
| TX | RA | APPROVED_RES | 2024-12-12 |
| CA | RA | APPROVED | 2024-10-11 |
| DC | RA | APPROVED | 2024-10-11 |
| GA | RA | APPROVED | 2024-10-11 |
| MN | RA | APPROVED | 2024-10-11 |
| NY | RA | APPROVED | 2024-10-11 |
| NC | RA | APPROVED | 2024-10-11 |
| VT | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cocktail Club | Charleston | SC | 11/2017 | 12/2018 |
| Nico Oysters & Seafood | Charleston | SC | 11/2017 | 02/2019 |
| Domicile Real Estate | Charleston | SC | 05/2018 | 11/2018 |
| Barfrog | Charleston | SC | 06/2016 | 02/2019 |
| College Of Charleston | Charleston | SC | 01/2013 | 06/2017 |
| American Portfolios Financial Services, Inc. | Garden City | NY | 03/2019 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. OSCAR'S NYC LLC POSITION: Owner/Investor NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 07/03/2024 ADDRESS: 738 Evergreen Ave, Unit 1, Brooklyn NY 11207, United States DESCRIPTION: Seed investor. Helping with raising of capital for funding of restaurant. Overseeing higher level operations of management 2. KYLE PEARSON POSITION: Individual NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 05/28/2019 ADDRESS: 1 Garden St, Garden City NY 11530, United States DESCRIPTION: Sell insurance products (WL, term, DI and LTC) to our clients as part of holistic planning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-20 |
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