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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2017-10-16
CT RA APPROVED 2017-05-11
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2017-10-16
  • CT RA
    APPROVED
    Since 2017-05-11

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 11/2016 Present
Bank Of America, N.A. Garden City NY 10/2017 Present
Other Businesses

I*2199429, Entity Type: , Name of OBA: M S 1995 TR , Address: Garden City, New York, 11530, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 14-Feb-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-31
  • S66 Uniform Combined State Law Examination
    2017-03-31
Other Names
  • Matthew Sullivan

View on SEC IAPD

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