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130 Dumont Av Unit 1, Brooklyn, NY 11212 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-23 |
Branch Locations
130 Dumont Av Unit 1, Brooklyn, NY 11212 • United States
Canyon Lake, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2014 | 02/2017 |
| Northwestern Mutual Investment Services Llc | West Hartford | CT | 06/2014 | 02/2017 |
| Mml Investors Service Llc | Hamden | CT | 02/2017 | 07/2018 |
| Mass Mutual | Hamden | CT | 02/2017 | 07/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2018 | 01/2023 |
| Northwestern Mutual Investment Services Llc | New Haven | CT | 02/2018 | 01/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2018 | 01/2023 |
| C.I.G Private Wealth Management | Southington | CT | 02/2023 | 09/2023 |
| Commonwealth Financial Network | Waltham | MA | 05/2023 | 09/2023 |
| Essex Securities Llc | Jersey City | NJ | 09/2025 | Present |
| Self Employed | Canyon Lake | CA | 09/2023 | 09/2025 |
| Essex Advisory Llc | Canyon Lake | CA | 09/2025 | Present |
Fixed insurance sales; as of 06/01/2023; 15% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-04 |
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