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Lindsay M Hillas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-03
CT RA APPROVED 2020-01-24
  • TX RA
    APPROVED
    Since 2020-03-03
  • CT RA
    APPROVED
    Since 2020-01-24

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2018 09/2019
Adam Seiden New York NY 03/2014 03/2018
Northwestern Mutual Investment Services Llc Norwalk CT 03/2018 09/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2018 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 09/2019 Present
Bank Of America, N.A. Stamford CT 12/2019 Present
  • 03/2018 → 09/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2014 → 03/2018
    Adam Seiden
    New York, NY
  • 03/2018 → 09/2019
    Northwestern Mutual Investment Services Llc
    Norwalk, CT
  • 07/2018 → 09/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Stamford, CT
  • 12/2019 → Present
    Bank Of America, N.A.
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-23
S63 Uniform Securities Agent State Law Examination 2018-05-09
  • S66 Uniform Combined State Law Examination
    2020-01-23
  • S63 Uniform Securities Agent State Law Examination
    2018-05-09
Other Names
  • Lindsay M Hillas
  • Lindsay Marie Hillas

View on SEC IAPD

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Other Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
EDGEWOOD CAPITAL ADVISORS, LLC · SOUTHPORT, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Southport, CT
DAYMARK WEALTH PARTNERS, LLC · Southport, CT

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