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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Lone Tree | CO | 09/2016 | 06/2017 |
| Franklin Distributors, Llc | Stamford | CT | 10/2019 | 08/2023 |
| Unemployed | Fairfield | CT | 07/2017 | 04/2018 |
| Legg Mason Investor Services, Llc | Stamford | CT | 04/2018 | 08/2019 |
| Franklin Templeton Investor Services, Llc | Fairfield | CT | 08/2022 | 08/2023 |
| Raymond James Financial Services, Inc. | Fairfield | CT | 08/2023 | Present |
| Southport Harbor Wealth Advisors | Fairfield | CT | 09/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Fairfield | CT | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-18 |
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