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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-22
TX RA APPROVED 2026-01-22
VT RA APPROVED 2025-10-29
NY RA APPROVED 2025-07-02
  • AL RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED
    Since 2026-01-22
  • VT RA
    APPROVED
    Since 2025-10-29
  • NY RA
    APPROVED
    Since 2025-07-02

Branch Locations

250 S. Clinton Street Suite 310, Syracuse, NY 13202 • United States

Syracuse, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 01/2014 04/2022
Ameriprise Financial Services, Llc Mercer Island WA 04/2022 01/2024
Tiaa Syracuse NY 01/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Syracuse NY 06/2025 Present
Heritage Wealth Advisors Mercer Island WA 04/2022 01/2024
Previous Registrations
Other Businesses

Name: Hunt Real Estate ERA Position: Real estate salesperson Nature: Real estate sales/transactions. Work is in the capacity of a licensed real estate salesperson Investment Related: Yes Hours: 10 Securities Trading Hours: 0 Start Date: 07/01/2025 Address: 4801 Genesee St Suite 3, Syracuse NY 13219, United States Description: Listing and selling homes, working with buyers to purchase real estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-04
  • S66 Uniform Combined State Law Examination
    2014-03-04
Designations

View on SEC IAPD

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