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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Plum St Ste 301, Syracuse, NY 13204 • United States

100 College Parkway Suite 220, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Amherst NY 08/2015 12/2018
Mml Investors Services Amherst NY 08/2015 12/2018
Pruco Securities, Llc. Amherst NY 12/2018 11/2024
Prudential Insurance Company Of America Amherst NY 12/2018 Present
Lpl Enterprise, Llc Williamsville NY 11/2024 Present
  • 08/2015 → 12/2018
    Massmutual
    Amherst, NY
  • 08/2015 → 12/2018
    Mml Investors Services
    Amherst, NY
  • 12/2018 → 11/2024
    Amherst, NY
  • 12/2018 → Present
    Prudential Insurance Company Of America
    Amherst, NY
  • 11/2024 → Present
    Williamsville, NY
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Williamsville, NY
    Syracuse, NY
    Niagara Falls, NY
    Williamsville, NY
    Amherst, NY
Other Businesses

(1)NAME:MARION DARMEL WHITFIELD, INV REL:Y ADDR:241 GLENHAVEN DR LEFT AMHERST NY 14228, NATURE:LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION:AGENT, START:6/2/16, NO HR/MO:0 NO HR/MO DUR TRADING:4.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-04-21
  • S63 Uniform Securities Agent State Law Examination
    2014-04-21
Other Names
  • Marion Whitfield
  • Marion D Whitfield
  • Darmel Whitfield

View on SEC IAPD

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