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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-20 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Plum St Ste 301, Syracuse, NY 13204 • United States
7786 Turin Road, Rome, NY 13440 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Rome | NY | 09/2013 | 11/2024 |
| Prudential Insurance Company Of America | Rome | NY | 09/2013 | Present |
| Lpl Enterprise, Llc | Rome | NY | 11/2024 | Present |
1) 12/04/2024- Waypoint Partners- DBA for LPL Business (entity for LPL business)- Performing Financial Planning Services- INV Related- At Rome, NY- Start date 07/01/2019- 10 HRS MTH- 10 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-05 |
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