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Joseph Patrick Lucien

Janney Montgomery Scott LLC

Garden City, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-28
TX RA APPROVED_RES 2022-01-13
NY RA APPROVED 2021-06-22
PA RA APPROVED 2015-08-31
  • FL RA
    APPROVED
    Since 2024-03-28
  • TX RA
    APPROVED_RES
    Since 2022-01-13
  • NY RA
    APPROVED
    Since 2021-06-22
  • PA RA
    APPROVED
    Since 2015-08-31

Branch Locations

1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc (463) Garden City NY 03/2013 08/2022
Janney Montgomery Scott Llc Garden City NY 08/2022 Present
  • 03/2013 → 08/2022
    Janney Montgomery Scott Llc (463)
    Garden City, NY
  • 08/2022 → Present
    Janney Montgomery Scott Llc
    Garden City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-26
S63 Uniform Securities Agent State Law Examination 2014-07-16
  • S65 Uniform Investment Adviser Law Examination
    2015-08-26
  • S63 Uniform Securities Agent State Law Examination
    2014-07-16
Other Names
  • Joseph Lucien

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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