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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2015-12-15 |
| TX | RA | APPROVED | 2014-01-02 |
| NC | RA | APPROVED | 2013-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2013 | Present |
| Bank Of America, N.A. | New York | NY | 01/2014 | Present |
I*3047266 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Asheville, North Carolina, 28801 Investment Related: No Position, Title, Association: Co-owner with non-family members Employee Start Date: 11/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-17 |
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