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Jonathan Robert Catlin

Wells Fargo Clearing Services, LLC

Syracuse, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2016-12-08
TX RA APPROVED 2016-12-05
CT RA APPROVED 2016-11-01
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2016-12-08
  • TX RA
    APPROVED
    Since 2016-12-05
  • CT RA
    APPROVED
    Since 2016-11-01

Branch Locations

500 Plum St Bridgewater Place, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Syracuse NY 06/2013 10/2016
Morgan Stanley Private Bank, National Association New York NY 10/2015 10/2016
Wells Fargo Advisors Llc Syracuse NY 10/2016 11/2016
Wells Fargo Clearing Services, Llc Syracuse NY 11/2016 Present
  • 06/2013 → 10/2016
    Morgan Stanley
    Syracuse, NY
  • 10/2015 → 10/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2016 → 11/2016
    Wells Fargo Advisors Llc
    Syracuse, NY
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Syracuse, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-27
  • S66 Uniform Combined State Law Examination
    2013-08-27
Designations

View on SEC IAPD

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