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Allison Lindsay Mahar

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-13
CT RA APPROVED 2021-03-30
  • TX RA
    APPROVED
    Since 2021-04-13
  • CT RA
    APPROVED
    Since 2021-03-30

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfield CT 02/2020 Present
Harry's Wine And Liquor Market Fairfield CT 01/2019 01/2020
Unemployed Fairfield CT 08/2019 11/2019
Ct Audubon Society Fairfield CT 08/2019 08/2019
Unemployed Fairfield CT 06/2019 08/2019
Bochanis, Rogan, Zoom Baton Rouge LA 03/2018 06/2019
Wells Fargo Advisors Greenwich CT 10/2015 02/2018
Unemployed Fairfield CT 01/2020 02/2020
  • 02/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fairfield, CT
  • 01/2019 → 01/2020
    Harry's Wine And Liquor Market
    Fairfield, CT
  • 08/2019 → 11/2019
    Unemployed
    Fairfield, CT
  • 08/2019 → 08/2019
    Ct Audubon Society
    Fairfield, CT
  • 06/2019 → 08/2019
    Unemployed
    Fairfield, CT
  • 03/2018 → 06/2019
    Bochanis, Rogan, Zoom
    Baton Rouge, LA
  • 10/2015 → 02/2018
    Wells Fargo Advisors
    Greenwich, CT
  • 01/2020 → 02/2020
    Unemployed
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-26
  • S66 Uniform Combined State Law Examination
    2021-03-26
Other Names
  • Allison L Mahar
  • Allison Mahar

View on SEC IAPD

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Other Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
EDGEWOOD CAPITAL ADVISORS, LLC · SOUTHPORT, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Southport, CT
DAYMARK WEALTH PARTNERS, LLC · Southport, CT

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