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Kevin Patrick Hegarty

Hegarty Advisors, LLC

Garden City, NY

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Current Employers
Hegarty Advisors, Llc

1461 Franklin Ave, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-28
NY RA APPROVED 2024-01-05
  • TX RA
    APPROVED
    Since 2024-10-28
  • NY RA
    APPROVED
    Since 2024-01-05

Branch Locations

1461 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc (Dbsi) New York NY 03/2006 09/2016
Ubs Securities Llc New York NY 09/2016 11/2019
Hegarty Advisors Llc Garden City NY 11/2019 Present
  • 03/2006 → 09/2016
    Deutsche Bank Securities Inc (Dbsi)
    New York, NY
  • 09/2016 → 11/2019
    Ubs Securities Llc
    New York, NY
  • 11/2019 → Present
    Hegarty Advisors Llc
    Garden City, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-04
  • S63 Uniform Securities Agent State Law Examination
    2006-04-04
Designations
Other Names
  • Kevin Hegarty

View on SEC IAPD

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OSAIC WEALTH, INC.
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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

More in Garden City, NY

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