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John Eric Thomas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indian Wells, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-07
CA RA APPROVED 2020-11-03
  • TX RA
    APPROVED_RES
    Since 2021-10-07
  • CA RA
    APPROVED
    Since 2020-11-03

Branch Locations

74800 Us Highway 111, Indian Wells, CA 92210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indian Wells CA 01/2020 Present
Marriott Vacations Worldwide Palm Desert CA 06/2019 09/2019
Mode Realty Group Boise ID 07/2017 05/2019
Skyline Realty Meridian ID 07/2015 12/2019
Keller Williams Palm Springs Palm Springs CA 09/2019 01/2020
Bank Of America N.A. Indian Wells CA 03/2020 Present
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Indian Wells, CA
  • 06/2019 → 09/2019
    Marriott Vacations Worldwide
    Palm Desert, CA
  • 07/2017 → 05/2019
    Mode Realty Group
    Boise, ID
  • 07/2015 → 12/2019
    Skyline Realty
    Meridian, ID
  • 09/2019 → 01/2020
    Keller Williams Palm Springs
    Palm Springs, CA
  • 03/2020 → Present
    Bank Of America N.A.
    Indian Wells, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30
Other Names
  • John Eric Thomas
  • John Thomas

View on SEC IAPD

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