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Ricardo Michael Antonio Mckenzie

Charles Schwab & Co., Inc.

Fairfield, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-02
  • CT RA
    APPROVED
    Since 2022-04-02

Branch Locations

1248 Post Road Suite 100, Fairfield, CT 06824-6008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Rye NY 03/2016 08/2021
Jpmorgan Chase Bank Rye NY 03/2016 08/2021
Charles Schwab & Co., Inc. Stamford CT 08/2021 Present
Charles Schwab Bank, Ssb Stamford CT 08/2021 Present
  • 03/2016 → 08/2021
    Jpmorgan Securities Llc
    Rye, NY
  • 03/2016 → 08/2021
    Jpmorgan Chase Bank
    Rye, NY
  • 08/2021 → Present
    Charles Schwab & Co., Inc.
    Stamford, CT
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-02
S63 Uniform Securities Agent State Law Examination 2013-12-10
  • S66 Uniform Combined State Law Examination
    2022-04-02
  • S63 Uniform Securities Agent State Law Examination
    2013-12-10
Other Names
  • Rick Henry
  • R. Henry
  • Ricardo Michael Antonio Henry
  • Ricardo Michael Antonio Mckenzie
  • Ricardo Henry
  • Ricardo Mckenzie

View on SEC IAPD

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HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
EDGEWOOD CAPITAL ADVISORS, LLC · SOUTHPORT, CT
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DAYMARK WEALTH PARTNERS, LLC · Southport, CT

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