Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

11 E Superior St Ste 400, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2010 Present
Northwestern Mutual Investment Services Llc Duluth MN 11/2011 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2016 Present
  • 11/2010 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2011 → Present
    Duluth, MN
  • 06/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, WHITE SAND COMPANIES INC., MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 1/1/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, MANAGING DIRECTOR 3. BOARD PRESIDENT, ARROWHEAD ESTATE PLANNING COUNCIL, NON-PROFIT, START DATE: 12/12/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD PRESIDENT, COLLABORATE WITH OTHER BOARD DIRECTORS TO ENSURE GROUP IS MEETING ON A MONTHLY BASIS, ENSURE COMMITTEE IS LOGISTICALLY PLANNING FOR AND EXECUTING MEETINGS WITH LOCATIONS, ATTENDEES AND SPEAKERS. NON INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-12
  • S63 Uniform Securities Agent State Law Examination
    2012-06-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Duluth, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor