Best Investors Account Sign in
Inactive

Adam Chris Gagas

Rockbridge Investment Management, LLC

Syracuse, NY

Claim This Profile
Current Employers
Rockbridge Investment Management, Llc

220 South Warren Street 9Th Floor, Syracuse, NY 13202 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-15
  • NY RA
    APPROVED
    Since 2021-12-15

Branch Locations

220 South Warren Street 9Th Floor, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Disciplined Capital Management Llc Syracuse NY 09/2014 Present
Breakwall Asset Management Oswego NY 01/2010 Present
Rockbridge Investment Management, Llc Syracuse NY 12/2021 Present
  • 09/2014 → Present
    Disciplined Capital Management Llc
    Syracuse, NY
  • 01/2010 → Present
    Breakwall Asset Management
    Oswego, NY
  • 12/2021 → Present
    Rockbridge Investment Management, Llc
    Syracuse, NY
Previous Registrations
  • 2021-09-10 → 2021-12-31
    Breakwall Asset Management, Llc
    Oswego, NY
Other Businesses

Pathfinder Bank, Director 2014 to present, 214 West First Street, Oswego, NY / Community Banking/ Not Investment Related Gagas Realty Corp, Owner/ 2010 to present/ 184 West First Street, Oswego, NY/ Commercial / Not Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-11
  • S65 Uniform Investment Adviser Law Examination
    2010-06-11
Other Names
  • Adam Gagas

View on SEC IAPD

Other Firms

RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EAGLE STRATEGIES LLC
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.
STRATEGIC FINANCIAL SERVICES
R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS
JANNEY MONTGOMERY SCOTT LLC

Other Investors

Eric Petranchuk
CAROL ANNE DOYLE
PHILIP E DEAN
Lea Brigitte DiGiovanni
J DANIEL PLUFF
FRANK PRIOR ARKINSON
THEODORE FRANK BINDER
MARCIA T. IRVIN

Other Offices

RBC CAPITAL MARKETS, LLC · SYRACUSE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · SYRACUSE, NY
EAGLE STRATEGIES LLC · DEWITT, NY
EAGLE STRATEGIES LLC · DEWITT, NY
COMMONWEALTH FINANCIAL NETWORK · DeWitt, NY
CHARLES SCHWAB & CO., INC. · Dewitt, NY
STRATEGIC FINANCIAL SERVICES · Syracuse, NY
EAGLE STRATEGIES LLC · DEWITT, NY

More in Syracuse, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor