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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| PA | RA | APPROVED | 2020-06-09 |
| TX | RA | APPROVED | 2020-06-09 |
Branch Locations
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pittsburgh | PA | 05/2016 | 06/2020 |
| Morgan Stanley Smith Barney Llc | Garden City | NY | 06/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-09-29 |
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