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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-22
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2011-11-18
  • TX RA
    APPROVED_RES
    Since 2025-05-22
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2011-11-18

Branch Locations

Cwm Retail, Sales 1220 Avenue J, Brooklyn, NY 11230 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Ste 1, Fort Lee, NJ 07024 • United States

Englewood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Brooklyn NY 11/2011 Present
Previous Registrations
  • 2011-07-18 → 2011-11-15
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-15
S63 Uniform Securities Agent State Law Examination 2010-07-02
  • S65 Uniform Investment Adviser Law Examination
    2011-07-15
  • S63 Uniform Securities Agent State Law Examination
    2010-07-02

View on SEC IAPD

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