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Current Employers
Essex Advisory

130 Dumont Av Unit 1, Brooklyn, NY 11212 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-23
NJ RA APPROVED 2023-02-09
FL RA APPROVED 2022-09-02
NY RA APPROVED 2022-04-13
  • CA RA
    APPROVED
    Since 2026-01-23
  • NJ RA
    APPROVED
    Since 2023-02-09
  • FL RA
    APPROVED
    Since 2022-09-02
  • NY RA
    APPROVED
    Since 2022-04-13

Branch Locations

130 Dumont Av Unit 1, Brooklyn, NY 11212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Financial Solutions, Inc. Atlanta GA 09/2011 11/2019
San Blas Securities, Llc Atlanta GA 06/2018 09/2020
Essex Securities, Llc Mansfield MA 01/2020 Present
Essex Advisory, Llc Brooklyn NY 01/2021 Present
  • 09/2011 → 11/2019
    International Financial Solutions, Inc.
    Atlanta, GA
  • 06/2018 → 09/2020
    San Blas Securities, Llc
    Atlanta, GA
  • 01/2020 → Present
    Essex Securities, Llc
    Mansfield, MA
  • 01/2021 → Present
    Essex Advisory, Llc
    Brooklyn, NY
Other Businesses

SG TRADING & SERVICES, MODELING OF FINANCIAL PRODUCTS, 100 CHRISTOPHER COLUMBUS DR, JERSEY CITY, NJ 07302. OWNER/ PROPRIETOR, 35HRS/WK, 9:30AM - 4PM, FINANCIAL ANALYSIS AND MODELING, CONSULTING. SVC ASSET MANAGEMENT LLC,INVESTMENT OF FINANCIAL PRODUCTS, REAL ESTATE 100 CHRISTOPHER COLUMBUS DR, STE 1008, JERSEY CITY, NJ 07302. OWNER/ PRINCIPAL, 5HRS/WK, 0 DURING MARKET HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-09
S63 Uniform Securities Agent State Law Examination 2010-07-06
  • S66 Uniform Combined State Law Examination
    2020-11-09
  • S63 Uniform Securities Agent State Law Examination
    2010-07-06

View on SEC IAPD

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