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Christine Hartman

Janney Montgomery Scott LLC

Fairfield, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-24
CT RA APPROVED 2012-10-11
  • TX RA
    APPROVED_RES
    Since 2013-04-24
  • CT RA
    APPROVED
    Since 2012-10-11

Branch Locations

2150 Post Road 2Nd Floor, Fairfield, CT 06824-5669 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Fairfield CT 10/2012 Present
Hca, Llc Stratford CT 02/2011 11/2021
Previous Registrations
  • 2010-06-07 → 2011-01-27
    Edward Jones
    Stratford, CT
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-03
  • S66 Uniform Combined State Law Examination
    2010-06-03

View on SEC IAPD

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