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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-02
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2020-01-31
  • TX RA
    APPROVED
    Since 2021-09-02
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2020-01-31

Branch Locations

6510 Avenue U, Brooklyn, NY 11234 • United States

891 Utica Avenue, Brooklyn, NY 11203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Brooklyn NY 04/2010 Present
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/1/2020 ADDRESS: 151 Bayonne, NJ DETAILS: 151 BAYONNE, NJ. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-12
S63 Uniform Securities Agent State Law Examination 2010-05-19
  • S66 Uniform Combined State Law Examination
    2019-09-12
  • S63 Uniform Securities Agent State Law Examination
    2010-05-19
Other Names
  • Reginald P Nau

View on SEC IAPD

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