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Douglas Weaver

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED 2020-02-19
CT RA APPROVED 2018-10-22
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2020-02-19
  • CT RA
    APPROVED
    Since 2018-10-22

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Wilmington DE 01/2015 09/2018
Capital One Advisors, Llc Wilmington DE 04/2018 09/2018
Morgan Stanley Garden City NY 10/2018 Present
  • 01/2015 → 09/2018
    Capital One Investing, Llc
    Wilmington, DE
  • 04/2018 → 09/2018
    Capital One Advisors, Llc
    Wilmington, DE
  • 10/2018 → Present
    Morgan Stanley
    Garden City, NY
Previous Registrations
  • 2018-04-20 → 2018-09-18
    Capital One Advisors, Llc
    Wilmington, DE
    Mclean, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-19
S63 Uniform Securities Agent State Law Examination 2010-04-12
  • S65 Uniform Investment Adviser Law Examination
    2018-04-19
  • S63 Uniform Securities Agent State Law Examination
    2010-04-12
Other Names
  • Doug Weaver

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

TIMOTHY J TASSO
DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
Sei il im
ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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