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Michael Saba

J.P. Morgan Securities LLC

Brooklyn, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-13
NY RA APPROVED 2023-02-24
  • TX RA
    APPROVED
    Since 2023-06-13
  • NY RA
    APPROVED
    Since 2023-02-24

Branch Locations

180 Bedford Ave, Brooklyn, NY 11249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Brooklyn NY 06/2014 Present
Jp Morgan Chase Bank, N.A. Brooklyn NY 07/2016 Present
Signature Rcm Llc Parlin NJ 11/2021 01/2023
  • 06/2014 → Present
    Jp Morgan Securities Llc
    Brooklyn, NY
  • 07/2016 → Present
    Jp Morgan Chase Bank, N.A.
    Brooklyn, NY
  • 11/2021 → 01/2023
    Signature Rcm Llc
    Parlin, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
S63 Uniform Securities Agent State Law Examination 2011-08-26
  • S66 Uniform Combined State Law Examination
    2022-12-12
  • S63 Uniform Securities Agent State Law Examination
    2011-08-26
Other Names
  • Mike Saba
  • Micheal Saba

View on SEC IAPD

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Other Offices

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LPL FINANCIAL LLC · BROOKLYN, NY
J.P. MORGAN SECURITIES LLC · BROOKLYN, NY
CETERA INVESTMENT ADVISERS LLC · BROOKLYN, NY
EDWARD JONES · BROOKLYN, NY
J.P. MORGAN SECURITIES LLC · BROOKLYN, NY
CITIGROUP GLOBAL MARKETS INC. · BROOKLYN, NY
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