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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2014-05-16 |
| NJ | RA | APPROVED | 2013-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na. | Brooklyn | NY | 02/2010 | Present |
| J.P. Morgan Securities Llc | Brooklyn | NY | 10/2012 | Present |
| Nicholas Boat Repair And Marine Services Llc | Bellmore | NY | 06/2023 | Present |
Entity Name: NICHOLAS BOAT REPAIR AND MARINE SERVICES LLC Investment related: No "Address: Bellmore, NY 11710" Nature of the other business: Marine Services LLC Position/Title/Relationship: Owner/Partner Start Date: 06/21/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Boat repair and maintenance. I am an owner/member/shareholder of this LLC The roles are not similar to the JPMC role and there is no connection to JPMC."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-08 |
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