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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-17
NY RA APPROVED 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2022-03-17
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

205 S Salina St, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 05/2011 01/2017
Axiom Capital Management, Inc. New York NY 01/2017 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2018 Present
Bank Of America, N.A. New York NY 06/2018 Present
  • 05/2011 → 01/2017
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2017 → 04/2018
    Axiom Capital Management, Inc.
    New York, NY
  • 04/2018 → Present
    New York, NY
  • 06/2018 → Present
    Bank Of America, N.A.
    New York, NY
Previous Registrations
Other Businesses

I*3149275 Entity Type: Name of OBA: MVP JSJG Corp Address: potsdam, New York, 13618 Investment Related: No Position, Title, Association: Employee Start Date: 02/01/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: retail sports equiptment sales. MVP Sports is a brick and mortar store that sells sports equiptment and apparel serving the north country and canada. my husband bought the business with his retirement assets. i do not have any ownership interest in the business. i will not be involved with the business in any capacity at this point. if it grows enough, i will manage the assets of the business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-29
  • S66 Uniform Combined State Law Examination
    2006-12-29
Other Names
  • Stefanie Jill Tushin
  • Stefanie Jill Peters
  • Stefanie Peters

View on SEC IAPD

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