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Syed Umairul Haq

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-10-06
NY RA APPROVED 2023-10-06
TX RA APPROVED 2023-10-06
  • NJ RA
    APPROVED
    Since 2023-10-06
  • NY RA
    APPROVED
    Since 2023-10-06
  • TX RA
    APPROVED
    Since 2023-10-06

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank New York NY 01/2010 01/2017
J.P. Morgan Securities Llc New York NY 10/2012 01/2017
Jp Morgan Securities Llc New York NY 01/2017 12/2017
Jpmorgan Chase Bank, N.A New York NY 01/2018 06/2019
Jpmorgan Securities Llc New York NY 12/2017 06/2019
Jp Morgan Chase Bank, N.A. Jersey City NJ 06/2019 10/2023
Jp Morgan Securities Llc Jersey City NJ 06/2019 10/2023
Morgan Stanley Smith Barney Llc Garden City NY 10/2023 Present
Morgan Stanley Private Bank, N.A New York NY 11/2023 Present
  • 01/2010 → 01/2017
    Jp Morgan Chase Bank
    New York, NY
  • 10/2012 → 01/2017
    New York, NY
  • 01/2017 → 12/2017
    New York, NY
  • 01/2018 → 06/2019
    Jpmorgan Chase Bank, N.A
    New York, NY
  • 12/2017 → 06/2019
    Jpmorgan Securities Llc
    New York, NY
  • 06/2019 → 10/2023
    Jp Morgan Chase Bank, N.A.
    Jersey City, NJ
  • 06/2019 → 10/2023
    Jersey City, NJ
  • 10/2023 → Present
    Morgan Stanley Smith Barney Llc
    Garden City, NY
  • 11/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2016-12-08 → 2023-10-07
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Other Businesses

*585679 - Rental Property; Investment related-Yes; jersey city, New Jersey; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2024; During business hours: 0; After business hours: 2; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-29
S63 Uniform Securities Agent State Law Examination 2010-02-18
  • S66 Uniform Combined State Law Examination
    2016-11-29
  • S63 Uniform Securities Agent State Law Examination
    2010-02-18
Other Names
  • Syed U Haq

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