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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-23 |
| TX | RA | APPROVED | 2024-02-23 |
Branch Locations
5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States
Tully, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Syracuse | NY | 10/2009 | 02/2024 |
| Rbc Capital Markets, Llc | New York | NY | 02/2024 | Present |
CHARLES N. GORDON WILDLIFE REHABILITATION CENTER, INVT RELATED, EARLVILLE, NY, TREASURER, START DATE 5/1/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING QUARTERLY BOARD MEETINGS, DISCUSSING EXPECTED DONATIONS AND TRACKING MONEY GOING IN AND OUT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-24 |
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