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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2015-01-09 |
| CT | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 09/2009 | Present |
| J.P. Morgan Securities Llc | Brooklyn | NY | 10/2012 | Present |
| Keys To Kings, Llc. | Brooklyn | NY | 04/2016 | Present |
| 1500 12Th Street, Llc | Columbus | GA | 07/2018 | Present |
| Parrish Road Llc | Manalapan | NJ | 02/2021 | Present |
Entity Name: Parrish Road LLC Investment related: Y Address: 15 Astor Drive, Manalapan NJ 07726 Nature of the other business: Real Estate Position/Title/Relationship: Owner Start Date: 02/12/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading hours Briefly describe your duties: Passive real estate ownership Entity Name: Aveq1 LLC Investment related: Y Address: Brooklyn NY 11234 Nature of the other business: Estate Planning/Hold Stocks Position/Title/Relationship: Owner Start Date: 01/15/2021 "Approximate # of hours a month: 0-10 " Approximate # of hours during securities trading hours: 0 durint trading hours Briefly describe your duties: LLC is set up for estate planning purpose to hold stocks ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: KEYS TO KINGS, LLC. POSITION: OWNER START DATE: 4/29/2016 ADDRESS: 2077 BROOKLYN NY DETAILS: real estate INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: 1500 12TH STREET, LLC. POSITION: PARTIAL OWNER / LANDLORD - RENTAL PROPERTY DETAILS: 1500 COLUMBUS, GA. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/20/2013 ADDRESS: 2072 brooklyn NY DETAILS: 2072 BROOKLYN, NY. HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR /MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-06 |
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