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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-23 |
Branch Locations
6702 Bay Parkway, Brooklyn, NY 11204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | New York City | NY | 05/2014 | 01/2022 |
| Charles Shwab Bank | New York City | NY | 05/2014 | 01/2022 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 01/2022 | 06/2022 |
| J.P. Morgan Securities Llc | New York | NY | 01/2022 | 06/2022 |
| Fidelity Investments | New York | NY | 06/2022 | 01/2024 |
| Hsbc Bank Usa National Association | New York | NY | 01/2024 | Present |
| Hsbc Securities (Usa) Inc. | New York | NY | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-09 |
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