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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-14
  • NY RA
    APPROVED
    Since 2023-02-14

Branch Locations

Cwm Retail, Sales 430 Myrtle Ave, Brooklyn, NY 11205 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Fl 2, Fort Lee, NJ 07024 • United States

Cwm Retail, Sales 1970-92 Ralph Ave, Brooklyn, NY 11234 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 05/2014 06/2020
Jpmorgan Chase Bank, N.A. Brooklyn NY 05/2014 12/2022
J.P. Morgan Securities Llc Brooklyn NY 05/2021 12/2022
Citigroup New York NY 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-03
  • S66 Uniform Combined State Law Examination
    2010-02-03
Other Names
  • Monte Benjamin Bailey
  • Monte Benjamin Bailey
  • Monte B Bailey

View on SEC IAPD

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