John Joseph Brais

Current Employers

Employment History

• 07/2004 → Present
  New Horizon Financial Services, Inc.
  Winston-Salem, NC
• 09/2011 → Present
  Horizon Financial Services, Llc (158798)
  Winston-Salem, NC
• 06/2018 → Present
  Brais Properties, Llc
  Winston-Salem, NC
• 02/2021 → Present
  Grais Properties, Llc
  Winston-Salem, NC
• 09/2023 → Present
  Cake Partnership, Llc
  Cornelius, NC

Previous Registrations

• 2010-10-11 → 2011-09-08
  Regal Investment Advisors Llc
  Kentwood, MI
• 2009-08-14 → 2010-09-29
  Capital Guardian Wealth Management, Llc
  Winston-Salem, NC
  Miami, FL

Other Businesses

NEW HORIZON FINANCIAL SERVICES, INC. INVESTMENT RELATED. ADDRESS; 3880 VEST MILL RD, SUITE 100, WINSTON SALEM, NC 27103. NATURE OF BUSINESS: INSURANCE PRODUCTS AND SALES TITLE; PRESIDENT/OWNER AND CEO START DATE: 07/31/2004 20 HOURS A WEEK, 10 HOURS DURING TRADING HOURS. INSURANCE SALES AND SERVICES. Brais Properties, LLC; Non-Investment Related; Winstom-Salem, NC; Managing Member; Purchase/hold commercial real estate property; Approximately 10 hours or less per month with none during trading hours; Started 06/2018 Grais Properties, LLC; Non-Investment Related; Winstom-Salem, NC; Property Owner; Rental Property; Approximately 10 hours or less per month with none during trading hours; Started 02/2021 Cake Partnership, LLC; investment related; Cornelius, NC; Insurance IMO; Less than 5 hours during trading and non-trading hours; started 09/2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-08-04