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Stephen Dennis

Janney Montgomery Scott LLC

Fairfield, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-17
CT RA APPROVED 2013-10-29
  • TX RA
    APPROVED_RES
    Since 2025-01-17
  • CT RA
    APPROVED
    Since 2013-10-29

Branch Locations

2150 Post Road 2Nd Floor, Fairfield, CT 06824-5669 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Fairfield CT 12/2013 04/2017
Janney Montgomery Scott Llc Fairfield PA 04/2017 12/2024
Janney Montgomery Scott Llc Fairfield CT 12/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-28
  • S66 Uniform Combined State Law Examination
    2013-10-28

View on SEC IAPD

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