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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Plum St Ste 301, Syracuse, NY 13204 • United States
100 College Parkway Suite 220, Williamsville, NY 14221 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Williamsville | NY | 04/2015 | 03/2021 |
| Pruco Securities, Llc. | Williamsville | NY | 03/2021 | 11/2024 |
| Prudential Insurance Company Of America | Williamsville | NY | 03/2021 | Present |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | Present |
1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-08-20 |
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